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Calculators

Calculator · Taxes & allowances

Vorabpauschale Calculator 2026 (Advance Lump Sum Tax)

Calculate the advance lump sum tax on your ETFs and funds, for tax year 2025 (due January 2026) and 2026 (due January 2027).

Method, sources and limits

The calculator models the German advance lump sum for investment funds and ETFs. It makes visible the logic German brokers typically apply automatically.

Method

Base return
Fund value at the beginning of the year × base interest rate × 70 %. The base return is capped by the actual increase in value.
Partial exemption
Depending on fund type, the taxable amount is reduced by the applicable partial exemption.
Tax
After the saver's allowance, flat tax, solidarity surcharge and optional church tax are calculated.

Sources

  • German Investment Tax Act section 18 for the advance lump sum.
  • German Investment Tax Act section 20 for partial exemptions by fund type.
  • Federal Ministry of Finance base rate by tax year and Income Tax Act section 20 paragraph 9.

Limits

  • In-year purchases, broker rounding and foreign accounts can differ.
  • The actual debit depends on the broker and settlement-account balance.

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Frequently Asked Questions

When is the Vorabpauschale (advance lump sum) charged?

The Vorabpauschale for a calendar year is due at the beginning of January of the following year. For the 2025 tax year, the tax is debited from your settlement account in January 2026, provided there is sufficient balance. The exact debit date is typically in the first week of January.

Do I need to calculate the Vorabpauschale myself?

No. If you use a German broker or custodian bank, they calculate and remit the Vorabpauschale automatically. You do not need to do anything. If you hold a foreign brokerage account, however, you must calculate the Vorabpauschale yourself and report it in Anlage KAP of your tax return.

What happens if my settlement account has insufficient funds?

If your settlement account does not have enough funds at the time of the debit, the broker may sell fund shares to cover the tax liability. The exact approach varies between brokers: some temporarily overdraw the account, others automatically sell shares. It is advisable to always keep sufficient liquidity in your account in January.

Is the Vorabpauschale credited when I sell?

Yes. Previously paid Vorabpauschale amounts are taken into account as a tax reduction when you later sell the fund shares, so there is no double taxation. The broker performs an internal cost-basis adjustment. The paid Vorabpauschale amounts increase the tax cost basis of the shares, which correspondingly reduces the taxable capital gain on sale.

How much is the Vorabpauschale per EUR 10,000?

The exact amount depends on the Basiszins (base rate) for the relevant year. With a Basiszins of 2.53 % (2025), the base return is EUR 1.75 per EUR 100 of fund value (= 2.53 % × 70 %). For an ETF value of EUR 10,000, this yields a base return of roughly EUR 175. After the Teilfreistellung (30 % for equity funds), EUR 122.50 is taxable. The actual tax is then approximately EUR 32 (at 26.375 %). Only when the actual value increase is less than the base return is the lower amount used as the Vorabpauschale.

Does the Vorabpauschale apply to individual stocks?

No. The Vorabpauschale applies exclusively to investment funds and ETFs (§ 18 InvStG). There is no Vorabpauschale for individual stocks. Capital gains from stocks are only taxed upon sale. Dividends from stocks, however, are immediately taxable.

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Tax Year

Aktuell für 2026

Base rate 2025: 2,53%, due January 2026

Your Tax Profile

EUR

of EUR 1.000

Fund Data

EUR
EUR
EUR

Partial Exemption: 30%

Your Vorabpauschale (Advance Pre-Tax Charge)

Tax Due in January 2026

EUR 0,00
Total TaxEUR 0,00
Net
Breakdown in Detail
Fund Value Year StartEUR 10.000,00
Base Interest Rate × 70%EUR 177,10
Value AppreciationEUR 1.500,00
Base EarningsEUR 177,10
− Partial Exemption (Teilfreistellung) (30,00%)− EUR 53,13
Taxable VorabpauschaleEUR 123,97
− Saver's Allowance (Sparerpauschbetrag)− EUR 123,97
Capital gains tax 25%+ EUR 0,00
Solidarity surcharge 5.5%+ EUR 0,00
Total TaxEUR 0,00
Used Saver's AllowanceEUR 123,97
Remaining Saver's AllowanceEUR 876,03
No tax payment: Your saver's allowance fully covers the Vorabpauschale.
Calculate for your portfolio, free →

What Is the Vorabpauschale (Advance Lump Sum)?

The Vorabpauschale (§ 18 InvStG) is a prepaid annual tax for accumulating (thesaurierend) investment funds and ETFs. It was introduced with the 2018 Investment Tax Reform (Investmentsteuerreform) and applies to all funds that reinvest their income rather than distributing it.

Purpose: Closing the Tax Deferral Gap

Before 2018, investors in accumulating funds could let capital gains compound for years or decades without paying annual taxes. Tax was only due upon sale — a significant tax deferral effect (Steuerstundungseffekt) that gave accumulating funds an interest-rate advantage over distributing funds.

The Vorabpauschale limits this advantage: each year, a notional minimum gain is calculated and taxed, even if the investor has received no actual distribution. When the shares are eventually sold, previously taxed Vorabpauschale amounts are deducted from the capital gain, so there is no double taxation.

Step-by-Step Calculation

The calculation follows a fixed formula. Here is an example with an equity ETF:

Starting data:

  • Fund value on 1 January: 50,000 EUR
  • Fund value on 31 December: 54,000 EUR
  • Distributions during the year: 0 EUR (accumulating)
  • Basiszins (base interest rate) 2026: 3.20%
  • Fund type: equity fund (Teilfreistellung / partial exemption 30%)

Step 1: Calculate the Basisertrag (base return)

Basisertrag = Value_start_of_year × Basiszins × 0.70
            = 50,000 × 3.20% × 0.70
            = 50,000 × 0.0320 × 0.70
            = 1,120 EUR

The factor 0.70 represents the statutory portion used as the base return.

Step 2: Actual value increase

Value increase = Value_end − Value_start
               = 54,000 − 50,000
               = 4,000 EUR

Step 3: Vorabpauschale (before partial exemption)

Vorabpauschale = min(Basisertrag, Value increase) − Distributions
               = min(1,120, 4,000) − 0
               = 1,120 EUR

If the actual value increase is less than the Basisertrag, only the actual increase is used. The Vorabpauschale can never be negative (floor: 0 EUR).

Step 4: Apply Teilfreistellung (partial exemption)

Taxable = 1,120 × (1 − 30%)
        = 1,120 × 70%
        = 784 EUR

Step 5: Deduct Sparerpauschbetrag (saver's lump sum)

Assumption: the lump sum has not been used elsewhere (EUR 1,000 available).

Remaining = 784 − 784 = 0 EUR  (fully covered by the lump sum)

In this example, no tax is due because the taxable Vorabpauschale is below the available Sparerpauschbetrag.

Step 6: Abgeltungsteuer on the remaining amount

If the Sparerpauschbetrag had already been used up (e.g., with a larger portfolio):

Abgeltungsteuer = 784 × 26.375% ≈ 206.78 EUR

Basiszins (Base Interest Rate) History

The Basiszins is set annually by the Bundesfinanzministerium (Federal Ministry of Finance) based on interest rate structure data from the Deutsche Bundesbank and published in the Bundessteuerblatt (Federal Tax Gazette). It reflects the general interest rate environment.

| Year | Basiszins | |---|---| | 2019 | 0.52% | | 2020 | 0.07% | | 2021 | −0.45% | | 2022 | −0.05% | | 2023 | 2.55% | | 2024 | 2.29% | | 2025 | 2.53% | | 2026 | 3.20% |

In 2021 and 2022 the Basiszins was negative — the Vorabpauschale was therefore EUR 0, and no annual tax was due.

Partial Exemption by Fund Type

| Fund Type | Partial Exemption | Taxable Portion | |---|---|---| | Equity fund (min. 51% equities) | 30% | 70% | | Mixed fund (min. 25% equities) | 15% | 85% | | Real estate fund (domestic) | 60% | 40% | | Real estate fund (foreign) | 80% | 20% | | Bond fund / other | 0% | 100% |

When Is No Vorabpauschale Due?

The Vorabpauschale is EUR 0 if:

  • The fund lost value during the year (value increase ≤ 0)
  • The distributions equal or exceed the Basisertrag — distributing funds are therefore generally not affected
  • The Basiszins is negative (last the case in 2021 and 2022)

Practical Tip: Ensure Liquidity in January

The Vorabpauschale becomes due at the start of the following year (i.e., in January). Your broker automatically debits the tax from your Verrechnungskonto (settlement account). If the account does not have sufficient funds, problems with the tax payment may arise depending on the broker.

Recommendation: Make sure your settlement account has enough liquidity at the start of the year to cover the expected Vorabpauschale. For large ETF positions, this amount can be several hundred euros.


Basiszins 2026 (Base Interest Rate)

The Basiszins for 2026 is 3.20%.

This rate was determined by the Bundesfinanzministerium (BMF) based on the interest rate structure data of the Deutsche Bundesbank and published in the Bundessteuerblatt. It forms the basis for calculating the Vorabpauschale for all fund investors subject to tax in Germany for the 2026 tax year.

Compared to the previous year, the Basiszins has increased: 2025 was 2.53%, 2026 is 3.20% — a rise of 0.67 percentage points, an increase of roughly 26%. For investors in accumulating funds, this means the Vorabpauschale for 2026 will be noticeably higher than in 2025.

Calculation example for comparison (fund value EUR 50,000, equity fund, no distributions):

| Year | Basiszins | Basisertrag | Vorabpauschale (before partial exemption) | |---|---|---|---| | 2025 | 2.53% | 886 EUR | 886 EUR | | 2026 | 3.20% | 1,120 EUR | 1,120 EUR |

The Basisertrag increases by EUR 234 — and with it the potential tax liability (after partial exemption and lump sum) for the same ETF.

The Basiszins can fluctuate considerably from year to year, as the years 2021 (−0.45%) and 2023 (2.55%) illustrate. Investors should keep an eye on the annual BMF announcement to adjust their tax planning accordingly.